SOC 2 · PCI DSS · SOX · FFIEC · GDPR

Financial Services

Financial services governance documentation aligned with SOC 2, PCI DSS, SOX, FFIEC, GDPR, and emerging digital finance regulatory requirements.

About This Sector

Financial institutions operate under layered regulatory obligations that require documentation at every level — from board-level governance policies through IT control narratives, audit evidence packages, and operational procedures. ELDR Institute resources for financial services are developed with institutional depth: grounded in two decades of documentation work at HSBC, Wells Fargo, TD Bank, Capital One, Fiserv, and Mastercard.

Primary Standards
SOC 2
PCI DSS
SOX
FFIEC
GDPR
Institute Resources

Primary resources
for financial services practitioners.

SOC 2 Type II Documentation
Trust Services Criteria documentation for cloud service providers and technology companies — control descriptions, evidence frameworks, and audit preparation resources.
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PCI DSS v4.0 Compliance
Payment Card Industry Data Security Standard documentation aligned with PCI DSS v4.0 — requirement implementation guidance, control narratives, and compliance evidence frameworks.
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SOX IT Controls Documentation
Sarbanes-Oxley ITGC documentation for public companies — control descriptions, testing evidence, and deficiency documentation aligned with PCAOB requirements.
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GDPR Compliance Documentation
GDPR documentation for financial institutions processing EU personal data — ROPA, DPIA frameworks, data subject rights procedures, and DPA templates.
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ELDR Advisory

Documentation that holds up
under examination.

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